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Series 7 Exam For Dummies (0470165847) cover image

Series 7 Exam For Dummies

ISBN: 978-0-470-16584-3
356 pages
July 2007
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Part I: Gearing Up for the Series 7 Exam.

Chapter 1: So You Want to Sell Securities: Introducing the Series 7 Exam.

Chapter 2: Preparing for the Series 7 Exam.

Chapter 3: Examining Question Types and How to Master Them.

Chapter 4: Surviving Test Day.

Part II: Mastering Basic Security Investments.

Chapter 5: Underwriting Securities.

Chapter 6: Corporate Ownership: Equity Securities.

Chapter 7: Debt Securities: Corporate and U.S. Government Loans.

Chapter 8: Municipal Bonds: Local Government Securities.

Part III: Delving Deeper: Security Investments with a Twist.

Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts.

Chapter 10: Delivering Diversification with Packaged Securities.

Chapter 11: Working with Direct Participation Programs.

Chapter 12: Options: The Right to Buy or Sell at a Fixed Price.

Part IV: Playing Nicely: Serving Your Customers and Following the Rules.

Chapter 13: Doing a Little Market Research: Portfolio and Securities Analysis.

Chapter 14: Going to Market: Orders and Trades.

Chapter 15: Making Sure the IRS Gets Its Share.

Chapter 16: No Fooling Around: Rules and Regulations.

Part V: Putting Your Knowledge to Good Use: A Practice Exam.

Chapter 17: Bring It On: Practice Exam Part I.

Chapter 18: Answers and Explanations to Practice Exam Part I.

Chapter 19: Nothing but Net: Practice Exam Part II.

Chapter 20: Answers and Explanations to Practice Exam Part II.

Part VI: The Part of Tens.

Chapter 21: Ten Series 7 Exam Traps to Avoid.

Chapter 22: Ten Ways to Start Your Career Off Right.

Appendix: About the CD.


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