Series 7 Exam 2022-2023 For Dummies with Online Practice Tests

Author: Steven M. Rice

Print, 480 pages, June 2021

ISBN: 978-1-119-79683-1


The study tool you need for the Series 7 Exam 

Your gateway to the world of finance is the Series 7 Exam: pass it and you’re in for a rewarding career as a stockbroker. You don’t have to study for this important exam alone—Series 7 Exam For Dummies gives you all the tips, tricks, and practice you need to obtain your required certification.  

This book smartly balances three areas of study in one convenient package: the topics on the exam, how to prepare for test day and to take the exam, and practice tests. Find in this book: 

  • How to sign up for the test, and tips to get through test day 
  • Different study strategies 
  • The basics of security investments, such as equity securities and municipal bonds 
  • More advanced security topics, such as margin accounts and packaged securities 
  • How to conduct market research, such as portfolio and securities analysis 
  • Legal concerns: IRS, rules, and regulations 
  • Chapter exams and online practice quizzes 

With Series 7 Exam For Dummies as your study guide, you’ll be ready to tackle the 125 exam questions. Whether it’s a question about the underwriting process, investment companies, or income-tax implications, you’ll find all the information to prepare in this resourceful book. 

Your stockbroker career is just one certification away—get your copy of Series 7 Exam For Dummies (with included online practice tests) to get started on your career you’ve worked hard for. 

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Author Information

Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country’s leading schools for securities industry training. Rice is the author of Securities Industry Essentials Exam For Dummies.