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Description
Table of Contents
Author Information
Part I: Gearing Up for the Series 7 Exam.
Chapter 1: So You Want to Sell Securities: Introducing the Series 7 Exam.
Chapter 2: Preparing for the Series 7 Exam.
Chapter 3: Examining Question Types and How to Master Them.
Chapter 4: Surviving Test Day.
Part II: Mastering Basic Security Investments.
Chapter 5: Underwriting Securities.
Chapter 6: Corporate Ownership: Equity Securities.
Chapter 7: Debt Securities: Corporate and U.S. Government Loans.
Chapter 8: Municipal Bonds: Local Government Securities.
Part III: Delving Deeper: Security Investments with a Twist.
Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts.
Chapter 10: Delivering Diversification with Packaged Securities.
Chapter 11: Working with Direct Participation Programs.
Chapter 12: Options: The Right to Buy or Sell at a Fixed Price.
Part IV: Playing Nicely: Serving Your Customers and Following the Rules.
Chapter 13: Doing a Little Market Research: Portfolio and Securities Analysis.
Chapter 14: Going to Market: Orders and Trades.
Chapter 15: Making Sure the IRS Gets Its Share.
Chapter 16: No Fooling Around: Rules and Regulations.
Part V: Putting Your Knowledge to Good Use: A Practice Exam.
Chapter 17: Bring It On: Practice Exam Part I.
Chapter 18: Answers and Explanations to Practice Exam Part I.
Chapter 19: Nothing but Net: Practice Exam Part II.
Chapter 20: Answers and Explanations to Practice Exam Part II.
Part VI: The Part of Tens.
Chapter 21: Ten Series 7 Exam Traps to Avoid.
Chapter 22: Ten Ways to Start Your Career Off Right.
Appendix: About the CD.
Index.
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