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1,001 Series 7 Exam Practice Questions For Dummies (1118891643) cover image

1,001 Series 7 Exam Practice Questions For Dummies

ISBN: 978-1-118-89164-3
E-book
384 pages
December 2014
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Introduction 1

Part I: The Questions 3

Chapter 1: Underwriting Securities 5

Chapter 2: Equity Securities 17

Chapter 3: Corporate and U.S. Government Debt Securities 27

Chapter 4: Municipal Bonds 41

Chapter 5: Margin Accounts 63

Chapter 6: Packaged Securities 71

Chapter 7: Direct Participation Programs 81

Chapter 8: Options 89

Chapter 9: Portfolio and Securities Analysis 109

Chapter 10: Orders and Trades 123

Chapter 11: Taxes and Retirement Plans 135

Chapter 12: Rules and Regulations 147

Part II: The Answers 169

Chapter 13: Answers 171

Index 345

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